This is the sixth article on the changes to the NIH Data Management and Sharing policies that will go into effect for NIH grant applications starting January 2023. For more information, see our previous articles on data management.
Broadly speaking, file management pertains to the organization, access, storage and retrieval of documents, folders and information. When creating a research plan, it is important to spend time reflecting on your file management system to avoid future complications such as losing a necessary document or being locked out of a folder. A proper file management system will ensure that all documents are correctly labeled, stored and available to be viewed by project team members.
The Lamar Soutter Library states that file management consists of “Structuring the hierarchical organization of file folders in a logical and clear way; Planning for the syntax and vocabulary of individual file names; [and] Using agreed-upon conventions consistently.” (Lamar Soutter Library, 2022) A file management system clarifies steps for preserving research data in a manner that is accessible to all research team members.
You should create your file management system before engaging in your research. Spend as much time as necessary establishing and documenting a routine, folder hierarchy, file naming conventions and other information. Here are some points to consider when creating your file management system:
- Think about the goal and purpose of file management for your research: Having a goal in mind will allow you to determine the best way to manage your files and ensure that you are in compliance with the new NIH Data Management and Sharing policies. A goal will also allow you to eliminate any confusion surrounding file management or the software or hardware you will use to maintain your research files.
- Seek input from all research team members: If multiple people are involved in the research project, seek their input on how they manage their personal files. Learn which tools and resources they are accustomed to. Form a consensus on which software and file management structure the team will use.
- “Develop a nested folder structure that makes the most sense for your project and team’s retrieval needs” (Lamar Soutter Library, 2022) : There are multiple ways to organize a nested folder structure. If the research project will occur over a long period of time, consider creating a “base” folder with the project name and adding additional folders based on the year, month or quarter for the project. You may also consider nesting folders based on the type of information. For example, if you conduct a survey, separate the responses into different folders based on whether the survey occurred in person, over the phone, via email or through another form of communication. Think about your research plan and what types of information you will or may gather, then create corresponding folders. Be sure to create folders that may be of use in the future so you can immediately organize that information without disrupting your current file management system.
- Once a system has been established, make sure all team members have access: No matter how you decide to store your files, take time to ensure all project members can access the folders and documents that they need. If there are passwords attached to folders or documents, store those passwords in a secure location that members can locate.
- Create a reference file management document: Once you and your team have established a file management system, create a separate document that notes the systems and software you plan to use, folder passwords, file naming conventions and other relevant information. Store this document in a location that is accessible and use it as a reference over the course of the research project. If changes are made to the file management system, be sure to update this document to reflect the new changes.
Resources are available to guide you through the file management development and maintenance process. Read our previous NIH Data Management and Sharing policies articles to gain valuable information on the new policy and how to comply with it. Our File Naming Conventions article offers insight on how to name your files in a clear and consistent manner and our File Storage and Backup Best Practices article discusses storage tools, the importance of saving your files in multiple locations and data security.
GW IT has a breakdown on the different document management services available to GW faculty and staff. This webpage explains the difference between regulated, restricted and public data and has a guide to help you determine which service best meets your research needs.
Lastly, if you’re unsure of where to begin with creating a file management system MIT Libraries’ Data Management Guide provides a worksheet that walks you through the process of creating a file management hierarchy. Follow the steps from the very beginning or pick sections from the worksheet to help you develop a file management system for your research project.
File management may feel like a daunting task. By reflecting on the goals of your management system and developing a plan before collecting data, you will avoid losing research data or navigating unorganized folders and files. The staff at Himmelfarb Library are here to help you understand file management or any topic related to the new NIH policy. Be sure to read our previous articles or browse our NIH Data Management & Sharing Plan (DMSP) Research Guide. Continue to follow our Himmelfarb Library News site for future data management articles!
References:
MIT Libraries. (n.d.). Organize Your Files. Data Management. https://libraries.mit.edu/data-management/store/organize/
Lamar Soutter Library. (November 22, 2022). File Management. Research Data Management Resources. https://libraryguides.umassmed.edu/research_data_management_resources/file_management
Microsoft 365 Team. (June 15, 2021). 11 ideas for how to organize digital files. Microsoft: Business Insights and Ideas. https://www.microsoft.com/en-us/microsoft-365/business-insights-ideas/resources/11-ideas-for-how-to-organize-digital-files
