The Book on Iraq and Afghanistan: Lessons Learned

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In Vietnam, the United States fought a counterinsurgent war on behalf of a government lacking popular legitimacy using primarily conventional tactics in support of a flawed strategic objective that turned out to be inconsequential to the broader Cold War struggle against Communism. The primary lesson learned, particularly within the Army, was “never again.”

However, a decade ago, a cadre of officers well schooled in irregular warfare and intrastate conflicts, eventually marshaled by General David Petraeus, scrambled to rearticulate the lost principles of counterinsurgency deliberately buried after Vietnam, incorporate them into a new Army doctrine and apply them (appropriately) in Iraq and (less so) in Afghanistan.

This experience is compellingly detailed in Fred Kaplan’s book, The Insurgents: David Petraeus and the Plot to Change the American Way of War.

Kaplan cautions whether the military is capturing the right lessons or adequately incorporating them into future planning. Coupled with the Obama administration’s understandable reluctance after unwinding two wars to engage in large-scale interventions any time soon, the risk is that the military will walk away from counterinsurgency doctrine when the war in Afghanistan ends next year, just as it did after Vietnam.

The Insurgents offers several strategic lessons regarding the nature of future conflict; how the United States should wage war; and key factors that will determine success or failure.

The first is the preeminence of political rather than military outcomes. As Kaplan relates, Petraeus adopted the dictum that counterinsurgency is 80 percent political and 20 percent military. That is likely to be true with any future intervention.

The United States entered Afghanistan and Iraq knowing what it wanted to eliminate – Osama bin Laden’s sanctuary and Saddam Hussein’s regime – but with only a vague conception of a desired strategic end state. In Iraq, the lack of a post-conflict strategy was not an oversight, but deliberate. In neither case was there a grasp of the political, social and cultural forces in those countries that would shape the eventual outcomes.

 

Regime change is not the end of the war, only the end of the first phase. The desired end state, a government with perceived legitimacy that earns the support of a large cross-section of the local population, is very difficult. This is not only clear from the mixed results achieved in Iraq and Afghanistan, but Libya as well.

An effective plan for the conflict and what happens afterwards requires integrated civilian and military action, a second lesson. This rarely happened over the past 12 years. While there was an effective partnership in Iraq between Petraeus and Ambassador Ryan Crocker, the norm involved civilians and the military pulling in different directions. The worst case involved Paul Bremer’s ill-advised orders regarding the disbanding of the Iraqi Army and de-Ba’athification of the government, uncoordinated steps that fueled if not generated the insurgency.

Future interventions will involve a “whole of government” effort, involving not just soldiers and diplomats, but development experts in wide-ranging fields from agriculture, policing and justice to energy, commerce and communication. Unfortunately, the United States government is not structured to plan or naturally operate that way. As it is, Congress fully funds only one element of national power, the military. Given the military cuts associated with sequestration, Congress over time may be tempted to restore some of them with offsets from non-defense discretionary accounts. If so, this will only widen the gap between military and civilian capabilities.

The third lesson regards time. Wars of insurgency are by nature “slow and messy.” Kaplan questions whether the American people are unwilling to support such long, complicated and costly endeavors.

While this remains a richly debated field of study, the American people gave its leaders 12 years to succeed in Afghanistan and eight years in Iraq. While some have already argued the military has been withdrawn too quickly, the fact is the United States squandered too much time developing workable strategies and putting appropriate levels of resource in place.

Going forward, any intervention will be a race against time. Better strategic planning is an imperative. Given the emerging global media environment, the perceived legitimacy of any action is on the clock with no time to waste.

Given how lethal force can be delivered through more technology and fewer troops, future Presidents will be tempted to solve the time problem by engaging in high-tech wars without mobilizing the American people or the government. But given the proliferation of smartphones with cameras linked to the Internet and social media like Facebook and Twitter, future warfare will still be influenced by public opinion. Governments may choose to ignore the impact, as is happening now in Pakistan, but public pressure can be expected to increase, overseas if not at home.

The final lesson is simple, yet compelling. If we are not confident that military action can be decisive, the most prudent decision may be not to intervene militarily in the first place. This is certainly not easy with various constituencies calling on the United States to “do something.” But the reality is that, if future conflict is mostly political, military action may incur profound costs without actually solving the problem.

This appears to be the one lesson that has been put into practice. The result, right or wrong, is evident in Syria.

 

Nation-building, COIN, and Communication

Yale’s Keith Darden and The George Washington University’s Harris Mylonas have an interesting piece in the current issue of Ethnopolitics (currently ungated) proposing a new way of thinking about nation- and state-building, and, by extension, counterinsurgency (COIN) strategy. They argue that third-party powers (think: the U.S. in Iraq and Afghanistan) face a “Promethean Dilemma”: “How can they transfer coercive and organizational capacity to the local population without such capabilities being used to undermine the occupiers’ efforts to establish stable governance of the territory?”

Darden and Mylonas argue that current thinking emphasizes quickly building out the indigenous security forces (e.g., army and police). “When it comes to putting guns in the hands of the indigenous population, sooner is better,” from the mindset of those tasked with restructuring the country.

Darden and Mylonas recommend doing just the opposite, in two respects. First, the focus should be on building loyalty through cultural institutions, especially schools and religious organizations. “Coercive” institutions such as the police should come last. Second, external powers need to be willing to commit to a long-term, generational effort rather than looking for ways to extricate themselves as quickly as possible. Hence, they argue, nation-building comes before state-building, not vice versa.

I think the culture-specific focus of Darden and Mylonas’ argument has merit, though as made clear by the two most recent examples they raise, Iraq and Afghanistan, it’s impossible to imagine a reconstruction effort that doesn’t simultaneously build up the security apparatus while developing cultural institutions.

The point, however, seems to be more that external actors such as the United States can’t neglect – and indeed, must prioritize – education and other institutional modes of “indoctrination,” and also need to embrace long-term efforts rather than quick fixes (which never seem to be quick, at any rate).

It is always interesting to me, however, that discussions of state- and/or nation-building, and indeed COIN, tend to treat as an afterthought a society’s communication system, particularly its progress toward a liberal press-state system. Granted, millions of dollars are spent on development projects and other efforts related to communication, especially journalism training, but the theorizing of state-building and COIN typically give it merely a passing mention.

I would argue that the development of a responsible, independent, and professional media alongside an effective and equally responsible and professional government communication apparatus should be seen as key pillars in a post-conflict reconstruction effort. Indeed, doing so can be integral to improving security and defeating insurgents and terrorists.

Afghanistan offers a good example. Simplifying somewhat, a key component of the insurgents’ argument to the Afghan people is essentially this: “The government is corrupt and can’t provide security and services to you, but we can.” Now, this is admittedly a perverse argument given that another way of putting it would be “The government can’t protect you from us,” but that’s beside the point. The important thing is that if the people believe it to be true, and then believe its corollary argument that the insurgents can provide security and services, then the bad guys may eventually win over the people.

Furthermore, in this scenario a security-first approach is doomed because the enemy will be gradually gaining recruits and a corresponding ability to outgun the host government and its allies.

Given this, the insurgent propaganda needs to be met head on and effectively. This is, principally, the government’s job rather than the media’s. Let’s say, hypothetically, that the insurgents are wrong and in fact the government is doing a good job, or at least an increasingly effective job, of improving services, security, and infrastructure. How will the people know? One important way would be through government spokespeople and other officials communicating this progress to the local population. But this is impossible if government spokespeople aren’t trained to be effective communicators, if the communication bureaucracy is not well-established, or if there are not proper channels of communication.

A major problem for government communicators in these situations, however, is credibility. Whether it is because of sectarianism, other cultural or linguistic divides, or association with past (or present) government corruption, fledgling democracies are often fighting an uphill battle to be taken seriously by their constituents. Of course, to some extent simply becoming more responsive and effective at providing for the people can alleviate this problem. If the government isn’t actually credible, then neither will be its communication.

But another important determinant of government credibility can be a professional and independent media. I say “professional” because people in any society can spot amateurish journalism. Sensationalist and partisan or sectarian media are the prime offenders here, and they alienate audiences. (These concerns have always been the primary ones raised by government officials and journalists alike during the trainings I’ve led in Afghanistan and Iraq over the last few years.)

On the other hand, a professional media that are seen as independent from the government are more likely to be seen as credible. And if the messenger is credible, so to is the message.

So in our hypothetical, the best antidote to the insurgent argument that the government is corrupt and incompetent can be a free press reporting on a government’s successes.

Of course, an independent media is also going to be reporting on the government’s failures. But doing so is precisely what proves its independence and, if it’s done responsibly, its professionalism. By extension, it’s what will make the stories of progress more credible.

This is important for third-party and host governments, as well as occupying military forces, to understand. Too often, however, these folks fall into the trap of expecting nothing but good news from the local media, and assuming negative stories are a sign of bias or worse.  This is counterproductive. Effective communication from government and military spokespeople does not begin by treating the media as your enemy.

Similarly, contemporary COIN strategy (if one can say there is such a thing), with its emphasis on a population-centric approach, could use a deeper understanding of the role of communication in building security. I was surprised, for instance, when I attended a multi-day COIN training hosted by ISAF for, primarily, NATO officers at a base outside Kabul in 2010, that literally nothing was mentioned about this. The only way in which communication was discussed was in terms of information operations (IO), which is decidedly not what I’m talking about.

I was, however, encouraged that several officers (mostly Australians) raised this problem in our feedback session on the final day. They had seen first-hand the importance of strengthening the institutions of communication, as well as learning themselves how to work with those institutions, during their time in Afghanistan, Iraq, and other COIN environments.

To return to Darden and Mylonas, who emphasize schools as a cog in nation-building, a key long-term approach to strengthening local communication systems is getting beyond Beltway Bandit approaches that simply pay NGOs (and professors) lots of money (well, not to the professors…) to do short-term trainings. Instead, those resources should be put into helping universities (and secondary schools when appropriate) develop journalism and public affairs curricula and programs. Too often, even when these projects are funded it is only on the journalism side. But many of the same skills that make one a good journalist make one an effective spokesperson: Both are, at the end of the day, about communicating effectively to the people.

These programs would include basic writing, reporting, and public speaking skills, as well as using inexpensive modern video and radio reporting. They would also include the development of internship programs that placed students in local and international media, and government agencies, thus giving students professional experience while simultaneously staffing the incipient communications infrastructure.

These programs have another benefit: They create a self-sustaining solution to the communication aspect of a successful nation-building (or state-building, depending on one’s emphasis) effort.

The State Department has begun such efforts at several Afghan universities over the last couple of years in an effort to seed future generations of communicators in that fledgling democracy. (Though these initiatives focus mostly on journalism education.) It will be interesting to see what blooms from these programs, assuming they are given a chance to succeed.